金融監督管理委員會民國115年10月13日金管證投字第1150383720號

依據「證券投資信託及顧問法」第3條第3項第3款及第4條第3項第3款規定，核准證券投資信託事業及證券投資顧問事業（不含兼營）得辦理業務，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Subparagraph 3 of Paragraph 3 of Article 3 and Subparagraph 3 of Paragraph 3 of Article 4 of "Securities Investment Trust and Consulting Act", which stipulates the types of business a securities investment trust enterprise and a securities investment consulting enterprise (not including concurrent operation) may operate with the permission of the Competent Authority (stipulation becomes effective from 13th, October 2026)