金融監督管理委員會民國113年9月26日金管證券字第11303479011號

訂定有關「證券商管理規則」第49條、第51條第7款、第52條第9款、第53條第2項、第53條之1、第54條第1項與「證券暨期貨市場各服務事業建立內部控制制度處理準則」第30條第1項之相關規定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for stipulating rules regarding Article 49, Subparagraph 7 of Article 51, Subparagraph 9 of Article 52, Paragraph 2 of Article 53, Article 53-1 and Paragraph 1 of Article 54 of "Regulations Governing Securities Firms" and Paragraph 1 of Article 30 of "Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets" (stipulation becomes effective from 26th, September 2024)