金融監督管理委員會民國103年10月3日金管證券字第1030037578號

依「證券商管理規則」第18條之1第1項規定，訂定證券商轉投資證券、期貨、金融及其他事業之相關規範，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation in pursuant to Paragraph 1, Article 18-1 of "Regulations Governing Securities Firms", which stipulates terms and conditions for a securities firm to make equity investment in any securities, futures, financial, or other enterprises (stipulation becomes effective from 3rd, October 2014)