金融監督管理委員會民國107年6月1日金管證券字第10703209011號

依據「證券商管理規則」第49條、第51條第7款、第52條第9款、第53條第2項、第53條之1、第54條第1項及「證券暨期貨市場各服務事業建立內部控制制度處理準則」第30條第1項準用「公開發行公司建立內部控制制度處理準則」第39條，訂定證券商投資外國事業之相關規定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Article 49; Subparagraph 7, Article 51; Subparagraph 9, Article 52; Paragraph 2, Article 53; Article 53-1; Paragraph 1, Article 54 of "Regulations Governing Securities Firms", Paragraph 1, Article 30 of "Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets" and Article 39 of "Regulations Governing Establishment of Internal Control Systems by Public Companies" which stipulates rules for securities firms investing in foreign enterprises (stipulation becomes effective from 1st, June 2018)