金融監督管理委員會民國114年3月27日金管證券字第1140381346號

預告「證券商設置標準」部分條文及第24條附件9、「證券商管理規則」部分條文、「證券商負責人與業務人員管理規則」部分條文修正草案

FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles and Supplementary 9 of Article 24 of "Standards Governing the Establishment of Securities Firms", partial articles of "Regulations Governing Securities Firms" and partial articles of "Regulations Governing Responsible Persons and Associated Persons of Securities Firms"