金融監督管理委員會民國114年5月8日金管證券字第1140381704號

修正「證券商設置標準」第3條、第11條條文、「證券商管理規則」第45條之1條文、「證券商負責人與業務人員管理規則」第21條之1條文

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on Article 3 and 11 of "Standards Governing the Establishment of Securities Firms", Article 45-1 of "Regulations Governing Securities Firms" and Article 21-1 of "Regulations Governing Responsible Persons and Associated Persons of Securities Firms"