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金融監督管理委員會民國99年11月5日金管證投字第0990059657號

預告「證券投資顧問事業負責人與業務人員管理規則」部分條文及「證券投資顧問事業管理規則」部分條文修正草案

FINANCIAL SUPERVISORY COMMISSION, EXECUTIVE YUAN Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles of "Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises" and "Regulations Governing Securities Investment Consulting Enterprises"

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