金融監督管理委員會民國101年6月21日金管證投字第1010028518號

預告「證券投資信託事業管理規則」第2條、第13條、「證券投資顧問事業管理規則」第2條、第8條、「證券投資信託事業募集證券投資信託基金公開說明書應行記載事項準則」第6條、第22條、第26條、「證券投資信託事業私募證券投資信託基金投資說明書應行記載事項準則」第4條、第7條、第8條、「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」第21條、第44條、「有價證券得為融資融券標準」第2條、第4條、第8條及「證券金融事業管理規則」第60條修正草案

FINANCIAL SUPERVISORY COMMISSION, EXECUTIVE YUAN Notice is hereby given, to commence a period of public comments for the draft amendment on Article 2 and 13 of "Regulations Governing Securities Investment Trust Enterprises", Article 2 and 8 of "Regulations Governing Securities Investment Consulting Enterprises", Article 6, 22 and 26 of "Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Offering Securities Investment Trust Funds", Article 4, 7, and 8 of "Regulations Governing Information to Be Published in Private Placement Memoranda by Securities Investment Trust Enterprises When Privately Offering Securities Investment Trust Funds", Article 21 and 44 of "Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises", Article 2, 4 and 8 of "Standards Governing Eligibility of Securities for Margin Purchase and Short Sale", and Article 60 of "Regulations Governing Securities Finance Enterprises"