金融監督管理委員會民國113年11月27日金管證投字第1130385784號

修正「證券投資信託事業負責人與業務人員管理規則」第4條之1條文、「證券投資信託事業管理規則」第19條之1條文、「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」第19條之2條文

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on Article 4-1 of "Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises", Article 19-1 of "Regulations Governing Securities Investment Trust Enterprises" and Article 19-2 of "Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises"