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金融監督管理委員會民國101年8月1日金管證投字第1010032368號
修正「證券投資信託事業負責人與業務人員管理規則」第2條之1、第8條、第21條之1條文、「證券投資顧問事業負責人與業務人員管理規則」部分條文、「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」部分條文
FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on Article 2-1, 8, and 21-1 of "Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises", partial articles of "Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises", and partial articles of "Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises"
