對於本網站提供之相關資訊，如有任何疑義，請逕向公（發）布機關洽詢。
金融監督管理委員會民國102年12月3日金管證券字第1020051003號
預告「證券商負責人與業務人員管理規則」部分條文、「期貨商負責人及業務員管理規則」第3條之1、第7條、「槓桿交易商管理規則」第20條、「證券商辦理財富管理業務應注意事項」部分規定修正草案
FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles of "Regulations Governing Responsible Persons and Associated Persons of Securities Firms", Article 3-1 and 7 of "Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants", Article 20 of "Regulations Governing Leverage Transaction Merchants", and partial articles of "Regulations for the Conduct of Wealth Management Business by Securities Firms"
