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金融監督管理委員會民國103年7月17日金管證券字第1030027394號
預告「證券商辦理財富管理業務應注意事項」第4點、「證券投資顧問事業設置標準」部分條文及「證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法」第4條、第5條、第6條修正草案
FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on Paragraph 4 of "Regulations for the Conduct of Wealth Management Business by Securities Firms", partial articles of "Standards Governing the Establishment of Securities Investment Consulting Enterprises" and Article 4, 5 and 6 of "Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises"
