金融監督管理委員會民國115年4月9日金管證券字第11503809664號

修正「證券商辦理財富管理業務應注意事項」部分規定，自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on partial provisions of "Directions for the Conduct of Wealth Management Business by Securities Firms" (amendment becomes effective from 9th, April 2026)