金融監督管理委員會民國104年3月13日金管證券字第1040007515號

預告「證券商設置標準」部分條文、「證券商管理規則」第9條、第45條之1、「證券商負責人與業務人員管理規則」第21條之1修正草案

FINANCIAL SUPERVISORY COMMISSION Notice is hereby given, to commence a period of public comments for the draft amendment on partial articles of "Standards Governing the Establishment of Securities Firms", Article 9 and 45-1 of "Regulations Governing Securities Firms" and Article 21-1 of "Regulations Governing Responsible Persons and Associated Persons of Securities Firms"