金融監督管理委員會民國104年4月28日金管證券字第1040014014號

修正「證券商設置標準」部分條文、「證券商管理規則」第9條、第45條之1條文、「證券商負責人與業務人員管理規則」第21條之1條文

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the amendment on partial articles of "Standards Governing the Establishment of Securities Firms", Article 9 and 45-1 of "Regulations Governing Securities Firms", and Article 21-1 of "Regulations Governing Responsible Persons and Associated Persons of Securities Firms"