按 Enter 到主內容區

對於本網站提供之相關資訊,如有任何疑義,請逕向公(發)布機關洽詢。

金融監督管理委員會民國115年7月8日金管證投字第1150382965號

依據「證券投資信託及顧問法」第3條第3項第3款及第4條第3項第3款規定,核准兼營證券投資顧問業務之證券投資信託事業及證券投資顧問事業之業務種類,自即日生效

FINANCIAL SUPERVISORY COMMISSION Order is hereby given, for the stipulation pursuant to Subparagraph 3 of Paragraph 3 of Article 3 and Subparagraph 3 of Paragraph 3 of Article 4 of "Securities Investment Trust and Consulting Act", which stipulates the types of business a securities investment trust enterprise concurrently operating securities investment consulting business and a securities investment consulting enterprise may operate with the permission of the Competent Authority (stipulation becomes effective from 8th, July 2026)

150700
分享至:   
回頂端